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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-26
GA RA APPROVED 2015-06-01
  • TX RA
    APPROVED
    Since 2015-06-26
  • GA RA
    APPROVED
    Since 2015-06-01

Branch Locations

3 Skidaway Village Sq, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 04/2011 Present
Other Businesses

I*2028278, Entity Type: For Profit Name of OBA: Olde Carolina Landscape & Hardscape Address: Bluffton, SC 29910 Investment Related: No Position, Title, Association: Employee Employee Start Date: 10/07/2024 No Hours: 10 hrs wkly No Hours during trading: 0 Duties: Bookkeeping I*2990284 Entity Type: Fiduciary role Name of OBA: H. & K. B. Address: Bluffton, South Carolina, 29909 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/10/2025 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-25
S63 Uniform Securities Agent State Law Examination 1994-11-04
  • S66 Uniform Combined State Law Examination
    2015-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-11-04
Other Names
  • Robin Lynn Bozarth
  • L Bozarth Robin
  • Robin Bozarth Pulaski

View on SEC IAPD

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