Michael Craig Foster

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-01-17

TX RA
APPROVED

Since 2014-01-17

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Prosper, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	02/2005	Present
Tiaa	Frisco	TX	02/2005	Present

02/2005 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
02/2005 → Present

Tiaa

Frisco, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-24
S63	Uniform Securities Agent State Law Examination	1993-12-13

S66 Uniform Combined State Law Examination

2007-09-24
S63 Uniform Securities Agent State Law Examination

1993-12-13

View on SEC IAPD