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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-11 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federal Reserve Bank | Memphis | TN | 05/1994 | Present |
| J.J.B. Hilliard, W.L. Lyons, Inc. | Paducah | KY | 08/1997 | Present |
| Robert W. Baird & Co. Incorporated | Paducah | KY | 10/2019 | Present |
07/2012 - INVESTOR/OWNER/SOLE PROPRIETOR IN FIFTY NORTH LLC, A RENTAL PROPERTY; SAVOY CIRCLE, PADUCAH, KY 42001; NOT INVESTMENT-RELATED; REP'S DUTIES INCLUDE OCASSIONAL ROUTINE MAINTENANCE; 3-4 HOURS PER MONTH AND ZERO DURING TRADING HOURS. SELECT INVESTORS LLC,150 PLANTATION WAY,WEST PADUCAH, KY 42086, RENTAL PROPERTY, GENERAL LANDLORD RESPONSIBILITIES, REPAIRS, 50% PARTNER, START DATE 04/2016, 6 HOURS PER M, 0 HRS/TRADING HOURS. Name/Address: McCracken County Planning and Zoning Commission 301 S 6th St Paducah KY 42001. Start date: 9/26/18 Hours spent: 1-2 hours/month Hours spent during trading hours: 1-2 hours/month Role/Responsibility: Board Member Review and approve zoning changes, approve new subdivisions of property, review required variances to existing statutes. Non Investment related Name/Address: Touchdowns and Tunes 265 Grace Nell Drive Paducah KY 42001 Start date: 10/1/20 Hours spent: 0-2 hours/month Hours spent during trading hours: 0-1 hour/month Role/Responsibility: LLC partial owner of music festival. Non Investment related Name/Address: Rental Properties: 465 Ashcreek Drive, 2434 Jefferson Street, Start Date: 6/20/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Bristol Broadcasting/McCracken County Sports Start Date: 8/1/22 Hours Spent: 0-5 hours/month Hours Spent During Trading: Zero Role/Responsibility: Radio Announcer Non Investment Related Name/Address: David Brent Housman, Consultant Start Date: 5/1/25 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Consultant Investment Related Name/Address: Tres Amigos 1400 Husband Road PADUCAH KY 42003 Start Date: Aug 17, 2026 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-11 |
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