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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-11
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2021-01-11
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federal Reserve Bank Memphis TN 05/1994 Present
J.J.B. Hilliard, W.L. Lyons, Inc. Paducah KY 08/1997 Present
Robert W. Baird & Co. Incorporated Paducah KY 10/2019 Present
  • 05/1994 → Present
    Federal Reserve Bank
    Memphis, TN
  • 08/1997 → Present
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Paducah, KY
  • 10/2019 → Present
    Paducah, KY
Previous Registrations
  • 2004-01-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Paducah, KY
    Paducah, KY
    Paducah, KY
    Paducah, KY
Other Businesses

07/2012 - INVESTOR/OWNER/SOLE PROPRIETOR IN FIFTY NORTH LLC, A RENTAL PROPERTY; SAVOY CIRCLE, PADUCAH, KY 42001; NOT INVESTMENT-RELATED; REP'S DUTIES INCLUDE OCASSIONAL ROUTINE MAINTENANCE; 3-4 HOURS PER MONTH AND ZERO DURING TRADING HOURS. SELECT INVESTORS LLC,150 PLANTATION WAY,WEST PADUCAH, KY 42086, RENTAL PROPERTY, GENERAL LANDLORD RESPONSIBILITIES, REPAIRS, 50% PARTNER, START DATE 04/2016, 6 HOURS PER M, 0 HRS/TRADING HOURS. Name/Address: McCracken County Planning and Zoning Commission 301 S 6th St Paducah KY 42001. Start date: 9/26/18 Hours spent: 1-2 hours/month Hours spent during trading hours: 1-2 hours/month Role/Responsibility: Board Member Review and approve zoning changes, approve new subdivisions of property, review required variances to existing statutes. Non Investment related Name/Address: Touchdowns and Tunes 265 Grace Nell Drive Paducah KY 42001 Start date: 10/1/20 Hours spent: 0-2 hours/month Hours spent during trading hours: 0-1 hour/month Role/Responsibility: LLC partial owner of music festival. Non Investment related Name/Address: Rental Properties: 465 Ashcreek Drive, 2434 Jefferson Street, Start Date: 6/20/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Bristol Broadcasting/McCracken County Sports Start Date: 8/1/22 Hours Spent: 0-5 hours/month Hours Spent During Trading: Zero Role/Responsibility: Radio Announcer Non Investment Related Name/Address: David Brent Housman, Consultant Start Date: 5/1/25 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Consultant Investment Related Name/Address: Tres Amigos 1400 Husband Road PADUCAH KY 42003 Start Date: Aug 17, 2026 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1997-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1997-12-11
Other Names
  • Brent Housman

View on SEC IAPD

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