Joel Scott Hemmings

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 06/2024
  Securities America, Inc.
  Folsom, CA
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Folsom, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Folsom, CA

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Folsom, CA
  Lavista, NE
• 2006-03-28 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Manteca, CA
  Folsom, CA
  Ukiah, CA
  Renton, WA
  Folsom, CA
  Kahului, HI
  Walnut Creek, CA
  San Jose, CA
  Paradise, CA
  Paradise, CA
  San Diego, CA
  San Francisco, CA
  Folsom, CA
  Folsom, CA
• 2002-10-24 → 2003-09-22
  E*Trade Advisory Services, Inc.
  Rancho Cordova, CA

Other Businesses

RIOS & ASSOCIATES, INC., SECURITIES/INSURANCE OSJ BRANCH PRINCIPAL, TIME SPENT 20% - Investment Related - Start date: 1/2009 - Located at 1110 IRON POINT RD STE 160, FOLSOM, CA 95630

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-25
• S63 Uniform Securities Agent State Law Examination
  1997-01-29

Other Names

• Joel Scott Hemmings