Stephen Joseph Cicali

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2016
  Tmfs Advisors, Llc
  Cherry Hill, NJ
• 11/2016 → 04/2019
  Financial Engines Advisors L.L.C.
  Cherry Hill, NJ
• 04/2019 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2016-11-30 → 2019-05-23
  Edelman Financial Engines
  Cherry Hill, NJ
• 2016-04-01 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Cherry Hill, NJ
  Overland Park, KS
• 2006-10-20 → 2016-04-21
  The Mutual Fund Store
  Cherry Hill, NJ
  Marlton, NJ
• 2005-04-25 → 2006-09-26
  Td Ameritrade, Inc.
  Marlton, NJ
  Marlton, NJ
• 2006-04-25 → 2006-09-26
  Td Ameritrade Investment Management, Llc
  Marlton, NJ
• 2004-09-23 → 2005-04-25
  Td Wealth Management Services Inc.
  Cherry Hill, NJ
• 2002-06-20 → 2004-09-15
  Metlife Investment Fund Services Llc
  Woodbridge, NJ

Other Businesses

1)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-11-12
• S65 Uniform Investment Adviser Law Examination
  2002-06-18

Other Names

• Steve Cicali