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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-03-03
  • AZ RA
    APPROVED
    Since 2011-03-03

Branch Locations

1756 E Villa Drive, Cottonwood, AZ 86326 • United States

Cottonwood, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Cottonwood AZ 11/2010 Present
Thrivent Financial For Lutherans Appleton WI 11/2010 Present
Other Businesses

RENTAL PROPERTY POSITION: Property owner NATURE: Recently purchased a home to rent out in Tucson. Closed in April and have since been having the property updated, plan to (hopefully) have renovations completed by the end June and will rent it out starting in July, provided the OBA is approved by then. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 1701 S Palm Springs Cir, Tucson AZ 85710, United States DESCRIPTION: Renting property out on an annual basis. As owner, responsible for maintenance and upkeep of property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-14
S66 Uniform Combined State Law Examination 2004-11-17
S63 Uniform Securities Agent State Law Examination 1993-07-13
  • S65 Uniform Investment Adviser Law Examination
    2011-02-14
  • S66 Uniform Combined State Law Examination
    2004-11-17
  • S63 Uniform Securities Agent State Law Examination
    1993-07-13
Other Names
  • Al Nickerson

View on SEC IAPD

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