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7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-25 |
| CO | RA | APPROVED | 2026-06-04 |
| LA | RA | APPROVED | 2026-06-04 |
| OK | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tulsa | OK | 01/2013 | 10/2021 |
| Drawbridge Capital, Llc | Tulsa | OK | 06/2026 | Present |
| Drawbridge Capital (Formerly: Regent Financial Services, Inc.) | Tulsa | OK | 02/2016 | 10/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2021 | 10/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2021 | 10/2024 |
| Adaptation Financial Advisors Inc. | Oklahoma City | OK | 10/2021 | 10/2024 |
| Mariner Independent | Overland Park | KS | 10/2024 | 05/2026 |
| Lpl Financial Llc | Tulsa | OK | 10/2024 | Present |
| Msec, Llc | Overland Park | KS | 04/2025 | 05/2026 |
1.11/11/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mariner Advisor Network; Investment Related; at Reported Business Location(s); Start Date 10/29/2024; 160hrs/mth; 8hrs during trading 2.06/26/2025; MSEC; Other - Affiliation with Limited Broker Dealer; Investment Related; at Reported Business Location(s); Start Date 06/11/2025; 40hrs/mth; 32hrs during trading 3.06/11/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Regent Financial Services; Investment Related; at Reported Business Location(s); Start Date 06/01/2026; 160hrs/mth; 160hrs during trading 4.06/15/2026; (Hybrid) Drawbridge Capital; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 06/01/2026; 80hrs/mth; 80hrs during trading; Chief Compliance Officer for SEC Registered RIA Drawbridge Capital.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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