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Brian Christopher Kutsmeda

Oppenheimer & Co. Inc.

Boca Raton, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-27
NJ RA APPROVED 2014-02-10
  • FL RA
    APPROVED
    Since 2015-08-27
  • NJ RA
    APPROVED
    Since 2014-02-10

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Boca Raton FL 02/2014 Present
Previous Registrations
  • 2013-01-15 → 2014-02-12
    J.P. Morgan Securities Llc
    Delray Beach, FL
    Delray Beach, FL
    White Plains, NY
    Southport, CT
    Ossining, NY
    Pleasantville, NY
    Port Chester, NY
    Rye, NY
    Yonkers, NY
    Hartsdale, NY
    Irvington, NY
    Larchmont, NY
    White Plains, NY
    Mount Vernon, NY
    New Rochelle,, NY
    Scarsdale, NY
    Yonkers, NY
    Elmsford, NY
    Briarcliff, NY
    Port Chester, NY
    Bronxville, NY
    White Plains, NY
    Mamaroneck, NY
    White Plains, NY
    Scarsdale, NY
    Harrison, NY
    Harrison, NY
    Mamaroneck, NY
    Mamaroneck, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    White Plains, NY
    Yonkers, NY
    Dobbs Ferry, NY
    White Plains, NY
    Briarcliff, NY
    Pleasantville, NY
    Yonker, NY
    Eastchester, NY
    Hartsdale, NY
    Scarsdale, NY
    Pelham Manor, NY
    New Rochelle, NY
    White Plains, NY
    Mount Vernon, NY
    Rye Brook, NY
    Mount Vernon, NY
    Larchmont, NY
    Bronxville, NY
    Yonkers, NY
    New Rochelle, NY
    Pelham, NY
    Scarsdale, NY
    Scarsdale, NY
    White Plains, NY
    White Plains, NY
    Ardsley, NY
    Elmsford, NY
    Tarrytown, NY
    Thornwood, NY
    Thornwood, NY
    White Plains,, NY
    Tuckahoe, NY
    White Plains, NY
    Mount Vernon, NY
    New Rochelle, NY
    New Rochelle, NY
    New Rochelle, NY
    Hartsdale, NY
    Whiteplains, NY
    Scarsdale, NY
    Yonkers, NY
    Yonkers, NY
    Ardsley, NY
    Ossining, NY
    Port Chester, NY
    White Plains, NY
    Tuckahoe, NY
    Hastings On Hudson, NY
    Yonkers, NY
    Tarrytown, NY
    Tarrytown, NY
    Boynton Beach, FL
  • 2009-06-01 → 2013-01-18
    Morgan Stanley
    North Palm Beach, FL
  • 2007-12-07 → 2009-06-01
    Morgan Stanley & Co. Llc
    North Palm Beach, FL
  • 2007-07-31 → 2007-12-04
    Stifel, Nicolaus & Company, Incorporated
    Palm Beach Gardens, FL
  • 2004-06-11 → 2007-07-31
    Ryan Beck & Co.
    Palm Beach Gardens, FL
  • 2003-07-01 → 2004-06-24
    Wells Fargo Clearing Services, Llc
    Greensboro, NC
  • 2002-01-08 → 2003-07-01
    Prudential Equity Group, Llc
    Greensboro, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-07
S63 Uniform Securities Agent State Law Examination 1993-11-18
  • S65 Uniform Investment Adviser Law Examination
    2001-12-07
  • S63 Uniform Securities Agent State Law Examination
    1993-11-18
Other Names
  • Brian C Kutsmeda

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