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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-01-11 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance | Columbus | OH | 11/2007 | Present |
| Nationwide Securities, Llc | Columbus | OH | 08/2014 | 12/2017 |
| Nationwide Investment Services Corp | Columbus | OH | 01/2018 | Present |
Cefalu Properties LLC - rental property located in Lancaster, OH. Started on 1/1/2000. 5 hours devoted a month, 0 hours during trading hours. Not investment related. --- Employee at Morton Barber Learning School, located in Worthington, OH. Started on 1/23/17, spends approximately 20 hours per month. Not investment related. --- Owner of Career Advisors, located in Lancaster, OH. Started on 11/1/09, spends approximately 0 hours per month, none during trading hours. Not investment related. --- Author of two books, in 2006. Spends approximately 1 hour per month, not during trading hours. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-17 |
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