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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-09-22
  • TX RA
    APPROVED
    Since 2000-09-22

Branch Locations

1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 07/2000 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
Other Businesses

Real Estate Ownership; Office Space; 1314 E. Sonterra Blvd, Bldg 4 #401San Antonio, TX 78258, ,; ; 08/01/2007 / Single Family; 257 Whispering Pines CircleBreckenridge, CO 80424, ,; Investment-Related; 12/01/2016. Business Ownership; Crescent Oak Management LLC; Owner; Business related expenses and services; 1314 E Sonterra Blvd, Bldg 4 #401, , San Antonio, TX, 78258; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 10 to 19 during trading hours / CLMBSB0911; Financial Advisor; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; 1314 E. Sonterra Blvd, Bldg 4 #401, , San Antonio, TX, 78258; Investment-Related; 01/27/2023; 10 to 19 hours per month; 10 to 19 during trading hours / JLB Management LLC; Rental real estate; Property ownership; 25312 Wentworth Way, , San Antonio, TX, 78260; Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours / Brower & Associates; Owner; Manage Ameriprise Business; 1314 E. Sonterra Blvd, Bldg 4 #401, , San Antonio, TX, 78258; Investment-Related; 01/01/2014; 60 hours per month; 60 during trading hours / BONT MGMT LLC; Co-owner; Building owner.; 1314 E. Sonterra Blvd, Bldg 4 #401San Antonio, TX 78258, ,; Not Investment-Related; 08/31/2007; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; CLMBSB0911; Member - Financial Advisor; ; 1314 E. Sonterra Blvd, Bldg 4 #401, , San Antonio, TX, 78258; Investment-Related; 01/27/2023; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2000-09-21

View on SEC IAPD

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