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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-03 |
| TX | RA | APPROVED | 2024-06-28 |
Branch Locations
34 Main Street Extension, Plymouth, MA 02360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Boston | MA | 08/2009 | 09/2016 |
| Raymond James & Associates, Inc. | Boston | MA | 09/2016 | 12/2019 |
| Raymond James Financial Services, Inc. | Plymouth | MA | 12/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Plymouth | MA | 12/2019 | Present |
| World Investments, Inc | Lincroft | NJ | 06/2024 | Present |
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 06/2024 | Present |
1) Name of Business: Boston Harbor Wealth Advisors LLC Address: 34 Main Street Ext Ste 204, Plymouth, MA, 02360, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 12/16/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor 2) JMJ Plymouth LLC. Address: Plymouth, MA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 12/16/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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