Randy Michael Penkwitz

Current Employers

Employment History

• 03/2003 → 11/2017
  Investment Centers Of America, Inc.
  Hudson, WI
• 11/2017 → Present
  Lpl Financial Llc
  Hudson, WI
• 01/2018 → Present
  Gwm Advisors, Llc (Dba: Cpr Wealth Advisors)
  Hudson, WI

Previous Registrations

• 2018-02-23 → 2025-11-12
  Newedge Advisors
  Hudson, WI
  New Orleans, LA
• 2003-03-07 → 2017-12-06
  Investment Centers Of America, Inc.
  St. Paul, MN
  Hudson, WI
  Woodville, WI
  Roberts, WI
  Menomonie, WI
  Menomonie, WI
  Glenwood City, WI
  Elmwood, WI
  Prescott, WI
  River Falls, WI
  Hudson, WI
  New Richmond, WI
  St. Paul, MN
  Woodbury, MN
  Hudson, WI
  Hudson, WI
  St Paul, MN
  Saint Paul, MN
  Appleton, WI

Other Businesses

1. 11/29/2017 - CPR WEALTH ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/12/2018 - CPR Wealth Advisors - DBA: CSB Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/10/2018 - 5 Hours Per Month/1 Hour During Securities Trading. 3. 10/9/2018 - GWM Advisors, LLC - DBA: (Hybrid) CPR Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/02/2018 - 20 Hours Per Month/2 Hours During Securities Trading - Time Spent 14% - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/9/2018 - CPR Wealth Advisors - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/02/2018 - 20 Hours Per Month/2 Hours During Securities Trading 5. 06/07/2023 - NewEdge Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 07/02/2018 - 60 Hours Per Month/ 2 Hours During Securities Trading 6. 06/26/2023 - CPR Wealth Advisors - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 12/07/2017 - 10 Hours Per Month/ 6 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-08
• S63 Uniform Securities Agent State Law Examination
  1993-07-13

Other Names

• Ranoy Michael Penkwitz