David George Lindberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 11/2015 → 03/2019
  Questar Asset Managment
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Minneapolis, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Minneapolis, MN
• 2015-11-18 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Minneapolis, MN
• 2001-05-24 → 2015-11-20
  Woodbury Financial Services, Inc.
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1) DAVID LINDBERG POSITION: Insurance agent NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/11/2015 ADDRESS: 3033 Excelsior Blvd, Suite 10, Minneapolis MN 55416, United States DESCRIPTION: I am appointed with multiple carriers to sell fixed and variable annuities. 2) DAVID G LINDBERG POSITION: owner/Certified Financial Planner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 3 START DATE: 11/15/1994 ADDRESS: 3033 Excelsior Blvd, Suite 534, Minneapolis MN 55416, United States DESCRIPTION: Allocation and risk tolerance assessment of clients and prospects. Relationship management and engagement to update client/prospect changes in life circumstances and appropriateness of investment/insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-20
• S63 Uniform Securities Agent State Law Examination
  1993-07-16

Other Names

• David G Lindberg