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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED | 2021-03-01 |
Branch Locations
1130 Iron Point Road, Suite 100, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Gold River | CA | 05/2009 | 02/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 03/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 03/2021 | Present |
Name: Christeen Reeg, Investment-Related: No., Address: private residence, Nature: rental property, rental income, Position/Title: Proprietor, Start05/01/2004, Hours/Month: 1, Hours during Market Hours: 0, Duties: management of rental
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
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