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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-11 |
| MN | RA | APPROVED | 2018-04-18 |
Branch Locations
113 N Meridian St, Belle Plaine, MN 56011 • United States
New Prague, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffin Capital Securities, Inc. | Irvine | CA | 01/2012 | 10/2017 |
| Ameriprise Financial Services Inc | Austin | MN | 03/2018 | 03/2020 |
| Fab Biosciences, Llc | New Prague | MN | 10/2017 | Present |
| Ameriprise Financial Services, Llc | Belle Plaine | MN | 03/2020 | Present |
Independent Insurance Brokering; Mutual of Omaha; 05/28/2020; Long Term Care / Minnesota Life/Securian; 09/16/2020; . Other Business Activities; FAB Biosciences, Inc.; Small bioscience start up with patent pending on novel treatment for diabetes and obesity.; FAB Biosciences, Inc. 1411 7th Street Court SE New Prague, MN 56, ,; Not Investment-Related; 04/03/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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