Bruce Scott Lubatkin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 07/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2006 → 07/2021
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2003 → Present
  Lubatkin Financial Group
  Cresskill, NJ
• 07/2021 → Present
  Lpl Financial, Llc
  Cresskill, NJ

Previous Registrations

• 2006-01-26 → 2021-08-02
  Cetera Investment Advisers Llc
  Harrington Park, NJ
  Cresskill, NJ

Other Businesses

1) 8/1993 - DBA for LPL Business (entity for LPL business) - Lubatkin Financial Group - Investment Related - Cresskill, NJ 07626 2) 1993 - Tax Prep/Accounting/CPA - Lubatkin Financial Group - Investment Related - Cresskill, NJ 07626 3) 11/22/2022 - Lotus Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2022 - 80 Hours Per Month/80 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-11

Designations

• Certified Financial Planner