Kyle Robert Tatro

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 04/2023
  Principal Life Insurance Company
  San Jose, CA
• 03/2016 → 04/2023
  Principal Securities Inc
  San Jose, CA
• 03/2022 → Present
  Think Financial
  Scotsdale, AZ
• 04/2023 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2008-03-20 → 2023-04-21
  Principal Securities, Inc.
  San Jose, CA
• 2006-09-12 → 2008-01-24
  Northwestern Mutual Investment Services, Llc
  San Francisco, CA
• 2005-11-22 → 2006-06-07
  Morgan Stanley Dw Inc.
  Santa Cruz, CA
  Santa Cruz, CA

Other Businesses

1. Fixed insurance sales; Located in San Jose, as of 4/14/2023; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Think Financial Wealth Management, Inc.; a private entity established to facilitate securities, advisory, and insurance business; Located at in San Jose as of 1/10/23; 80% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-11-22
• S65 Uniform Investment Adviser Law Examination
  2005-11-21

Other Names

• Kyle Tatro