Joseph Altobello

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2022-05-06
FL	RA	APPROVED	2022-04-20
TX	RA	APPROVED_RES	2021-05-13

NH RA
APPROVED

Since 2022-05-06
FL RA
APPROVED

Since 2022-04-20
TX RA
APPROVED_RES

Since 2021-05-13

Branch Locations

Bedford, NH • United States

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Estero, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co.	Bedford	NH	03/2001	Present
Mml Investors Services, Inc.	Bedford	NH	04/2001	Present

03/2001 → Present

Massmutual Life Insurance Co.

Bedford, NH
04/2001 → Present

Mml Investors Services, Inc.

Bedford, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-01
S63	Uniform Securities Agent State Law Examination	1993-12-10

S65 Uniform Investment Adviser Law Examination

2005-04-01
S63 Uniform Securities Agent State Law Examination

1993-12-10

Other Names

Joe Altobello

View on SEC IAPD