Thomas William Watkins

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1982 → 10/2018
  Little Falls Shop Rite
  Little Falls, NJ
• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/1996 → Present
  Eagle Financial
  Totowa, NJ
• 01/2016 → 10/2018
  Secure Lending Solutions, Inc
  Glen Rock, NJ
• 03/2017 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 12/2017 → 01/2019
  Jack Schroeder And Associates, Inc
  Green Bay, WI
• 01/2019 → 01/2024
  Thompson And Thompson Consulting Inc
  Oakland, NJ

Other Businesses

1) EAGLE FINANCIAL, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, TAX & ACCOUNTING, STARTED 3/2017, OWNER, 25 HOURS PER WEEK, 25 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAXATION, BOOKKEEPING AND ACCOUNTING; 2) NAME OF OTHER BUSINESS: TOTOWA PUBLIC LIBRARY, INVESTMENT RELATED: NO, ADDRESS: CHERBA PLACE, TOTOWA BORO, NJ 07512 NATURE OF BUSINESS: LIBRARY, START DATE:01/2024, POSITION/TITLE/RELATIONSHIP:PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PRESIDE AT BOARD MEETINGS AND HELP EVALUATE PROGRAMS FOR THE PATRONS;

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-11-21
• S65 Uniform Investment Adviser Law Examination
  2017-02-13