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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-30 |
| OH | RA | APPROVED | 2026-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 11/2009 | 10/2022 |
| Bankers Life Securities, Inc | Chicago | IL | 01/2023 | 03/2023 |
| Bankers Life Advisory Services, Inc | Chicago | IL | 01/2023 | 03/2023 |
| Planmember Securities Corporation | Carpinteria | CA | 05/2023 | 03/2024 |
| Swift Digital Advertising Agency | Parma | OH | 05/2022 | Present |
| Sartoria Custom Clothier | Parma | OH | 09/2022 | 01/2025 |
| Lpl Financial Llc | Fort Mill | SC | 01/2026 | Present |
1) 01/08/2026- Swift Digital Advertising Agency- Business Owner - web design and marketing - non-Inv. related - Parma, OH 44134 - start date 03/01/2022 - 1 hrs/mnth - 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-05 |
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