David Evan Liebowitz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-12-07
CA	RA	APPROVED	2020-12-04

TX RA
APPROVED_RES

Since 2020-12-07
CA RA
APPROVED

Since 2020-12-04

Branch Locations

4105 Blackhawk Plaza Circle, Danville, CA 94506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pleasanton	CA	10/2010	Present
Bank Of America, N.A.	Pleasanton	NJ	11/2010	Present

10/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pleasanton, CA
11/2010 → Present

Bank Of America, N.A.

Pleasanton, NJ

Previous Registrations

2010-10-15 → 2020-12-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pleasanton, CA
2009-06-01 → 2010-10-29

Morgan Stanley

Walnut Creek, CA
2006-10-14 → 2009-06-01

Citigroup Global Markets Inc.

Walnut Creek, CA
2003-07-01 → 2006-10-18

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Walnut Creek, CA
2001-05-11 → 2003-07-01

Prudential Equity Group, Llc

Walnut Creek, CA

Other Businesses

NAME OF OTHER BUSINESS: David Liebowitz / INVESTMENT RELATED?: y / ADDRESS: 609 Seascape Dr, CA / NATURE OF THE BUSINESS: we have a condo at Seascape Resort that we will be renting out starting 11/23/22 / POSITION: owner of the condo / DUTIES: none/ START DATE: 11/23/22 / HOURS DEVOTED TO BUSINESS: NA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-09

S63 Uniform Securities Agent State Law Examination

1993-09-09

View on SEC IAPD