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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-12 |
Branch Locations
3250 Riverwood Parkway, Atlanta, GA 30339 • United States
Powder Springs, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Atlanta | GA | 02/2012 | Present |
| Webster Investment Services | West Hartford | CT | 05/2013 | 01/2020 |
| Delta Community Credit Union | Atlanta | GA | 01/2020 | Present |
1. 2/4/2020: Delta Community Retirement & Investment Services: At Reported Business Location(s); DBA for LPL Business (entity for LPL business) Inv. related; start date 1/16/2020; 160hrs/mo.; 140hrs during trading. 2. 10/24/2022: Delta Community Credit Union; At Reported Business Location(s); Financial Institution Duty; Client services specialist; Inv. related; start date 1/16/2020; 10hrs/mo. during trading. 3. 10/9/2023: Ash Brokerage; At Reported Business Location(s); Non-Variable Insurance; Client relationship specialist; Inv. related; start date 5/5/2021; 10hrs/mo.; 1hr during trading. 4. 10/9/2023: Members Trust Company; At Reported Business Location(s); Financial Institution Duty; Client relationship specialist; Inv. related; start date 1/16/2020; 20hrs/mo.; 1hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
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