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1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-07 |
| NJ | RA | APPROVED | 2025-07-05 |
| TX | RA | APPROVED_RES | 2025-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 09/2010 | 07/2025 |
| B.B. Graham & Company, Inc. | Orange | CA | 07/2025 | Present |
Business Name: Insurance Agent. LLC; Investment-related: Yes; Address: 2728 Dade Ave Apt 2327; Nature of Business: Insurance Sales; Position/Title: Insurance Agent; Start Date: April 2000; Hours Per Month:10 (5 During Business Hours); Duties: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-04 |
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