Best Investors Account Sign in
Inactive

Daniel I Carroll

Stride Investments, LLC

Chicago, IL

Claim This Profile
Current Employers
Stride Investments, Llc

1925 N Clybourn Ave Suite 301, Chicago, IL 60614 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-21
  • IL RA
    APPROVED
    Since 2023-03-21

Branch Locations

1925 N Clybourn Ave Suite 301, Chicago, IL 60614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 01/2023
Integrated Compliance Solutions Group Hartford CT 06/2017 08/2018
Institutional Capital Llc Chicago IL 07/2010 03/2017
Stride Investments, Llc Chicago IL 03/2023 Present
Edward Jones St. Louis MO 11/2018 01/2023
Stride Financial, Llc Chicago TN 02/2023 Present
  • 09/2018 → 01/2023
    Edward Jones
    St Louis, MO
  • 06/2017 → 08/2018
    Integrated Compliance Solutions Group
    Hartford, CT
  • 07/2010 → 03/2017
    Institutional Capital Llc
    Chicago, IL
  • 03/2023 → Present
    Stride Investments, Llc
    Chicago, IL
  • 11/2018 → 01/2023
    Edward Jones
    St. Louis, MO
  • 02/2023 → Present
    Stride Financial, Llc
    Chicago, TN
Previous Registrations
  • 2018-11-01 → 2023-01-20
    Edward Jones
    Park Ridge, IL
    St Louis, MO
    Lincolnwood, IL
    Park Ridge, IL
Other Businesses

STRIDE Investments, LLC; Inv Rel; Insurance Agent; Insurance sales and services; Chicago, IL; Start: 02/2023; approximately 10% of time spent in this practice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2018-10-31
Other Names
  • Daniel I Carroll
  • Daniel Ignatius Carroll

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor