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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| CA | RA | APPROVED | 2001-07-31 |
Branch Locations
27131 Calle Arroyo Suite 1722, San Juan Capistrano, CA 92675 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
830 East Santa Clara Street, Ventura, CA 93001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santa Margarita High School | Rancho South Margarita | CA | 09/1990 | Present |
| Team Advisors | Ventura | CA | 02/2014 | Present |
| Mary's Shelter | Santa Ana | CA | 01/2016 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 09/2000 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 08/2007 | Present |
1)TROY DUEKER 830 East Santa Clara Street Ventura CA 93001;START DATE: 6/24/1995;AGENT/INDEPENDANT CONTRACTOR;SALE OF TERM LIFE INSURANCE AND FIXED ANNUITY PRODUCTS; 5 HRS/MO;4HRS/MO DURING TRADING HOURS;IR 2) TEAM ADVISORS 830 East Santa Clara Street Ventura CA 93001;PLANMEMBER FINANCIAL CENTER;START DATE: 22/11/2014 SECURITIES ASSET BASED FEES AND COMMISSIONS; INVESTMENT RELATED;160 HRS/MNTH; 100 HRS/MNTH DURING TRADING; 3)Mary's Shelter; P.O. Box 10433 Santa Ana, CA 92711; Start Date: 1/23/2016; Board of Director; Nature of Business: non-profit home for pregnant teens and their babies; Not investment related; Approx. Number of Hours/Month Devoted to this Business: 3; Approx. Number of Hours/Month Devoted to this Business during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-23 |
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