Whitney Wilson Merrill

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-01-02
FL	RA	APPROVED	2024-12-17
CT	RA	APPROVED	2024-10-11
NJ	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
PA	RA	APPROVED	2024-10-11
VT	RA	APPROVED	2024-10-11
VA	RA	APPROVED	2024-10-11

MA RA
APPROVED

Since 2025-01-02
FL RA
APPROVED

Since 2024-12-17
CT RA
APPROVED

Since 2024-10-11
NJ RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
PA RA
APPROVED

Since 2024-10-11
VT RA
APPROVED

Since 2024-10-11
VA RA
APPROVED

Since 2024-10-11

Branch Locations

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Holbrook	NY	02/2013	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

02/2013 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2013-02-26 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2010-05-24 → 2013-03-04

Equitable Advisors, Llc

Malta, NY

Clifton Park, NY

Other Businesses

1. TRUSTEE FOR PARENTS LIFE INS TRUST POSITION: TRUSTEE FOR PARENTS NATURE: Review of Life ins policy on a yearly basis and discussed with parents INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2001 ADDRESS: 1 Split Timer, Riverside CT 06878, United States DESCRIPTION: 1 hour once a year for a review 2. BLAZING TRAIL WEALTH ADVISORS - DBA POSITION: CFP(R) NATURE: FIXED INSURANCE, LIFE, ACCIDENT/HEALTH INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2013 ADDRESS: 2109 Blazing Trail Drive, Apex NC 27502, United States DESCRIPTION: Life Ins sales when appropriate 3. ASH MARKETING GROUP POSITION: Ins Agent NATURE: LIFE INSURANCE POLICIES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2017 ADDRESS: 888 S Harrison Street, Suite 900, Ft. Wayne IN 46802, United States DESCRIPTION: Provide Ins quotes to Clients when part of Financial Planning 4. BROWN BAG MINISTRY POSITION: Volunteer NATURE: HELPING HOMELESS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: PO Box 512, Apex NC 27502, United States DESCRIPTION: Making sandwiches for the Homeless

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-11
S63	Uniform Securities Agent State Law Examination	1994-10-20

S65 Uniform Investment Adviser Law Examination

2001-05-11
S63 Uniform Securities Agent State Law Examination

1994-10-20

Designations

Certified Financial Planner

View on SEC IAPD