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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
100 W. Broadway Ste. 1240, Glendale, CA 91210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pasadena | CA | 09/2009 | 03/2018 |
| Western International Securities, Inc. | Pasadena | CA | 03/2018 | 06/2025 |
| Lpl Financial | Glendale | CA | 07/2025 | Present |
1. 07/2025 - Elite Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - 0 Hrs/Mth - 0 Hrs During Trading - At reported business location(s) - OBA Start Date:07/08/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-04 |
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