Fredrik Gilman Borstad

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial, Llc
  Edina, MN

Previous Registrations

• 2009-01-01 → 2010-11-18
  Ubs Financial Services Inc.
  Wayzata, MN
  Wayzata, MN

Other Businesses

1. 11/12/2010: DBA ONLY W/ OBA - WATERFRONT FINANCIAL GROUP, LLC - THIS IS THE CO. WE WILL RUN BKG AND ADV WORK THROUGH LPL. WE WILL ALSO ENGAGE IN FIXED INS. BSS. EACH PARTNER WILL HAVE EQUAL OWNERSHIP. - TIME SPENT 100% - MINNEAPOLIS, MN. 2. 03/06/2015 - DIVERSIFIED BROKERAGE SERVICES - NON-VARIABLE INSURANCE - AGENT - TIME SPENT 1 HOUR PER MONTH - MINNEAPOLIS, MN 3. 6/29/2017 - Business Owner Succession Strategies Group (BOSS GROUP) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 07/01/2017 - 15 Hours Per Month/10 Hours During Securities Trading. 4. 09/25/2023 - CBS Brokerage - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 09/29/2023 - 4 Hours Per Month/ 0 Hours During Trading 5. 11/14/2023 - Great Valley Advisor Group Inc. - Inv related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 11/13/2023 - 40 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/14/2023 - Great Valley Advisor Group, Inc. DBA DSB Rock Island Wealth Management - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/13/2023 - 40 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 05/09/2024 - DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 40 Hours Per Month/ 40 Hours During Trading 8. 05/09/2024 - DSB Rock Island Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 40 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-14
• S63 Uniform Securities Agent State Law Examination
  1993-07-28

Other Names

• Fredrik Gilman Borstad
• Fredrik Gilman Borstad, Aif