Mark Andrew Nicholson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Newburgh, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Newburgh, IN

Previous Registrations

• 2007-01-08 → 2012-05-03
  Lpl Financial Llc
  Evansville, IN
  Fort Mill, SC
  Evansville, IN
  Evansville, IN
• 2000-05-10 → 2007-01-11
  A. G. Edwards & Sons, Inc.
  Evansville, IN
  Evansville, IN

Other Businesses

Other Business Activities; Church Elder; Member of governing body of church.; 5505 Washington Ave, , Evansville, IN, 47630; Not Investment-Related; 12/15/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-05-02
• S63 Uniform Securities Agent State Law Examination
  1993-09-17

Designations

• Certified Financial Planner

Other Names

• Mark A Nicholson