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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-19 |
Branch Locations
1333 Bruce B Downs Blvd, Wesley Chapel, FL 33543 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 03/2008 | 11/2016 |
| Space Coast Credit Union | Miramar | FL | 12/2009 | 11/2016 |
| Unemployed | Parkland | FL | 11/2016 | 09/2017 |
| Axa Advisors Llc | New York | NY | 09/2017 | 01/2019 |
| Hsbc Bank Usa Na | Wellington | FL | 02/2019 | 06/2020 |
| Hsbc Securities Usa Inc | Wellington | FL | 02/2019 | 06/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2020 | 04/2021 |
| Suncoast Cu | Tampa | FL | 06/2020 | 04/2021 |
| Gte Federal Credit Union | Tampa | FL | 04/2021 | 03/2026 |
| Cetera Investment Advisers Llc | Wesley Chapel | FL | 04/2021 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2021 | Present |
| Regions Bank | Wesley Chapel | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-26 |
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