Brendan Rowan Connolly

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-04-24 → 2009-06-01
  Morgan Stanley & Co. Llc
  Chicago, IL
• 2003-05-16 → 2009-05-04
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2002-10-04 → 2003-07-10
  Choreo, Llc
  Chicago, IL

Other Businesses

*481839- Trust; Investment related Yes; Darien, Illinois; Trust; Trustee/Co-Trustee; 03/2022; During business hours: 0; After business hours: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-10
• S63 Uniform Securities Agent State Law Examination
  1996-10-24