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Rance Cornell Mcdougald

Charles Schwab & Co., Inc.

Lone Tree, CO

Westlake, OH

CRD 2369252

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-05-23
  • CO RA
    APPROVED
    Since 2006-05-23

Branch Locations

9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States

2341 Crocker Rd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 04/1996 Present
Other Businesses

1) VOICE ACTOR| NOT INVESTMENT RELATED |OAKLAND, CA |ENTERTAINMENT VENUES/THEATERS|ACTOR|START DATE 04.15.1996| FOR APPROXIMATELY 20 HOURS PER MONTH NONE DURING TRADING HOURS| USING MY VOICE OR FACE IN RADIO OR TV COMMERCIALS. 2) Dead Cat Bounce|Investment Related:No|Broadcasting/Music/Film|Drummer and Vocalist|2022-09-07|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Along with the music, I book venues for the band to play.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 1993-06-30
  • S66 Uniform Combined State Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    1993-06-30
Other Names
  • Rance Cornell Mcdougald
  • Rance Mcdougald

View on SEC IAPD

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