Richard C Capasso

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  Clairmont, Paciello & Co., P.C.
  King Of Prussia, PA
• 08/1988 → Present
  Tanglewood Financial Services, Inc.
  King Of Prussia, PA
• 08/1988 → Present
  Cpc Financial Planning, Inc.
  King Of Prussia, PA
• 04/1997 → 12/2019
  Royal Alliance Associates, Inc.
  King Of Prussia, PA
• 12/2019 → Present
  Lpl Financial Llc
  King Of Prussia, PA

Previous Registrations

• 2003-01-30 → 2019-12-11
  Osaic Wealth, Inc.
  King Of Prussia, PA
  King Of Prussia, PA

Other Businesses

1)12/09/2019 - CPC Financial Planning, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2019 - 35 hr/mth 2)12/09/2019 - Tanglewood Financial Services, Inc. - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 06/1988 - 20 hr/mth 3)12/09/2019 - Richard Capasso - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/1988 4)12/09/2019 - Clairmont, Paciello & Co - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start: 01/1984 - 95 hr/mth.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1993-09-22

Designations

• Certified Financial Planner