Joseph Edwin Budd

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 01/2025
  Lincoln Financial Securities Corporation
  Boca Raton, FL
• 01/2025 → Present
  Osaic Wealth, Inc.
  Boca Raton, FL

Previous Registrations

• 2006-11-13 → 2025-01-24
  Osaic Fs, Inc.
  Boca Raton, FL
  Yaiaha, FL

Other Businesses

1) PRIVATE CAPITAL CORPORATION 7599 REDWOOD BOULEVARD, SUITE 210 NOVATO, CA 94945 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING TRADITIONAL LIFE INSURANCE PRODUCTS AND PREMIUM FINANCING START DATE: 09/2008 HOURS PER MONTH: 10. HOURS PER MONTH DURING TRADING HOURS: 10. 2) JOSEPH E BUDD 23123 STATE ROAD 7, SUITE 200-B BOCA RATON, FL 33428 CATEGORY:INSURANCE INVESTMENT-RELATED:YES TITLE: OWNER DUTIES: SALE AND SERVICE OF LIFE, HEALTH AND ANNUITY PRODUCTS. ACCIDENT AND HEALTH INSURANCE, DISABILITY, FIXED ANNUITIES, INDEXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE START DATE: 10/01/1993 HOURS PER MONTH: 10. HOURS PER MONTH DURING TRADING HOURS: 8. 3) HEALTH & WEALTH PARTNERS, LLC. 23123 STATE ROAD 7, SUITE 236B BOCA RATON, FL 33428 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: SALES AND SERVICE OF A&H, COMMISSION BASED GROUP BENEFITS, DI, EQUITY INDEXED ANNUITIES, LIFE SETTLEMENTS, PREMIUM FINANCING, TRADITIONAL LIFE INSURANCE, FIXED ANNUITIES, AND LTC. START DATE: 10/23/2013 HOURS PER MONTH: 20. HOURS PER MONTH DURING TRADING HOURS: 16. 4) JOSEPH BUDD 23123 STATE ROAD 7, SUITE 2008 BOCA RATON, FL CATEGORY: NOTARY INVESTMENT-RELATED: NO TITLE: NOTARY DUTIES: NOTARIZE DOCUMENTS START DATE: 09/2018 HOURS PER MONTH: 1. HOURS PER MONTH DURING TRADING HOURS: 1.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-09
• S63 Uniform Securities Agent State Law Examination
  1994-08-19