Todd Richard Gough

Current Employers

Employment History

• 04/2010 → Present
  Cumberland Hill Capital Management Llc
  Dallas, TX

Previous Registrations

• 2008-08-13 → 2010-04-12
  Rpm Metropolitan Capital, Llc
  Dallas, TX
• 2003-05-13 → 2008-08-26
  Shamrock Asset Management Llc
  Dallas, TX
• 2006-01-09 → 2006-12-31
  Axiom Advisors
  Dallas, TX
• 2005-01-12 → 2005-12-31
  Axiom Advisors
• 2004-04-07 → 2004-12-31
  Axiom Advisors
  Dallas, TX
• 2002-04-30 → 2003-03-04
  Fisher Investments
  Lewisville, TX

Other Businesses

1. IRONWOOD FUNDING MANAGEMENT 2012 LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 A GENERAL PARTNER TO 2 LIMITED LIABILITY CORPORATIONS MANAGING DIRECTOR REGISTERED WITH THIS FIRM SINCE: 02/2012; ADMINISTRATIVE AND OPERATIONAL MANAGEMENT || 3. IRONWOOD FUNDING MANAGEMENT 2014 LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 A GENERAL PARTNER TO A LIMITED LIABILITY CORPORATION MANAGING DIRECTOR REGISTERED WITH THIS FIRM SINCE: 2013 ADMINISTRATIVE AND OPERATIONAL MANAGEMENT || 4. IRONWOOD FUNDING V LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 MANAGING DIRECTOR ADMINSITRATIVE AND MANAGEMENT OPERATION FUND STARTED IN 2015 || 5. Ironwood Funding TULIP Management LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 MANAGING DIRECTOR ADMINISTRATIVE AND MANAGEMENT OPERATION FUND STARTED IN 2017 || 6. Ironwood Funding VFG VI Management LLC 8333 Douglas Avenue Suite 1625 Dallas, Texas 75225 MANAGING DIRECTOR ADMINISTRATIVE AND MANAGEMENT OPERATION FUND STARTED IN 2017 || 7. Ironwood Funding Management X LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties - Operational and Fund Management Fund Start - December 2018 || 8. Ironwood Funding Management XI LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties â?" Private Lender Start - March 2019 || 9. Ironwood Funding Management XII LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties â?" Private Lender Start - March 2021 10. Ironwood Funding Management XIII LLC 8333 Douglas Avenue, Suite 1625 Dallas, TX 75225 Position - Managing Director Duties - Operational and Fund Management Fund Start - March 2021 THE 50% OWNERSHIP INTEREST IN THE MANAGEMENT COMPANIES LISTED ABOVE IS THROUGH ARUBA FAMILY HOLDINGS LP A FAMILY LIMITED PARTNERSHIP. APPROXIMATELY 99% OF MY TIME DURING THE MONTH AND DURING TRADING HOURS IS DEVOTED TO THE COMPANIES LISTED ABOVE. || I AM AN INDUSTRY ARBITRATOR FOR THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA"). I RECEIVE COMPENSATION FOR PARTICIPATION ON THESE PANELS; I SPEND LESS THAN 1% OF MY TIME EACH YEAR SERVING ON THESE PANELS. ARUBA FAMILY HOLDINGS- FAMILY LIMITED PARTNERSHIP-NOT INVESTMENT RELATED- NO TIME SPENT BONAIR ENTERPRISES- NOT INVESTMENT RELATED- NO TIME SPENT COVERITZ, LLC- NOT INVESTMENT RELATED- LESS THAN 50% OWNER- NO TIME SPENT ARUBA FAMILY MANAGEMENT, LLC-NOT INVESTMENT RELATED- NO TIME SPENT

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-17
• S63 Uniform Securities Agent State Law Examination
  1993-07-15