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Christian Craig Zernich

Us Asset Management, LLC

Pittsburgh, PA

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Current Employers
Us Asset Management, Llc

211 N. Whitfield Street Suite 201, Pittsburgh, PA 15206-3030 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-04
  • PA RA
    APPROVED
    Since 2024-04-04

Branch Locations

211 N. Whitfield Street Suite 201, Pittsburgh, PA 15206-3030 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wexford PA 03/2011 Present
Stratos Wealth Partners, Ltd Wexford PA 03/2011 Present
Previous Registrations
  • 2011-04-01 → 2024-04-29
    Sewickley, PA
    Sewickley, PA
    Wexford, PA
  • 2013-12-10 → 2016-01-27
    Sewicklsy, PA
    Beachwood, OH
    Sewickley, PA
    Wexford, PA
  • 2009-06-24 → 2011-04-04
    Osaic Fa, Inc.
    Sewickley, PA
    Sewickley, PA
Other Businesses

(1) 03/17/2011: NO BUSINESS NAME - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 - NON-VARIABLE INSURANCE - AGENT LICENSED W VARIOUS CARRIERS, CONDUCTING SALES AND SERVICE OF FIXED INS PRODUCTS, INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL WHOLE LIFE, LTC DISABILITY HEALTH AND DENTAL (2) 05/02/2011: EXECUTIVE BENEFIT SOLUTIONS - NON-VARIABLE INSURANCE DBA - 90% OF TIME SPENT - PROVIDE FINANCIAL SERVICES IN THE AREA OF EXECUTIVE BENEFITS: 401K PROVIDER FOR CREDIT UNIONS (3) 5/26/2011 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 3/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/25/2013: STRATOS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 (5) 11/21/2018 - Executive Benefits Solutions - DBA for LPL Business (entity for LPL business) - Invest Related - At Reported Business Location(s) - Start Date 12/01/2004 - 40 hours/month - 40 hours during trading. (6) 1/30/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Executive Benefits Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2004 - 40 Hours Per Month During Securities Trading - Time Spent 25%. (7) 3/19/2019 - Executive Benefits Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2004 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-18
S63 Uniform Securities Agent State Law Examination 1993-11-05
  • S66 Uniform Combined State Law Examination
    2008-01-18
  • S63 Uniform Securities Agent State Law Examination
    1993-11-05
Other Names
  • Christian Craig Zernich

View on SEC IAPD

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