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211 N. Whitfield Street Suite 201, Pittsburgh, PA 15206-3030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-04 |
Branch Locations
211 N. Whitfield Street Suite 201, Pittsburgh, PA 15206-3030 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wexford | PA | 03/2011 | Present |
| Stratos Wealth Partners, Ltd | Wexford | PA | 03/2011 | Present |
(1) 03/17/2011: NO BUSINESS NAME - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 - NON-VARIABLE INSURANCE - AGENT LICENSED W VARIOUS CARRIERS, CONDUCTING SALES AND SERVICE OF FIXED INS PRODUCTS, INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL WHOLE LIFE, LTC DISABILITY HEALTH AND DENTAL (2) 05/02/2011: EXECUTIVE BENEFIT SOLUTIONS - NON-VARIABLE INSURANCE DBA - 90% OF TIME SPENT - PROVIDE FINANCIAL SERVICES IN THE AREA OF EXECUTIVE BENEFITS: 401K PROVIDER FOR CREDIT UNIONS (3) 5/26/2011 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 3/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/25/2013: STRATOS WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1603 CARMODY CT, STE 300, SEWICKLEY, PA 15143 (5) 11/21/2018 - Executive Benefits Solutions - DBA for LPL Business (entity for LPL business) - Invest Related - At Reported Business Location(s) - Start Date 12/01/2004 - 40 hours/month - 40 hours during trading. (6) 1/30/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Executive Benefits Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2004 - 40 Hours Per Month During Securities Trading - Time Spent 25%. (7) 3/19/2019 - Executive Benefits Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2004 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-05 |
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