James Leonard Hawkins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Lpl Financial Llc (Formerly: Linsco/Private Ledger)
  Woodland Hills, CA

Other Businesses

1. 08/09/05 - GSC FINANCIAL AND INSURANCE SERVICES, INC. - Non-Variable Insurance DBA - Investment Related 2. 11/19/2025 - JCO Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported business Location(s) - Start Date 01/01/2026 - 40 hours per month/ 8 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-09

Designations

• Chartered Financial Consultant

Other Names

• Jim Leonard Hawkins
• Jim Leonard Hawkins