James Leonard Hawkins

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-03-02
CA	RA	APPROVED	2004-07-28

TX RA
APPROVED

Since 2015-03-02
CA RA
APPROVED

Since 2004-07-28

Branch Locations

30423 Canwood St., Suite 130, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger)	Woodland Hills	CA	02/2002	Present

02/2002 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger)

Woodland Hills, CA

Other Businesses

1. 08/09/05 - GSC FINANCIAL AND INSURANCE SERVICES, INC. - Non-Variable Insurance DBA - Investment Related 2. 11/19/2025 - JCO Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported business Location(s) - Start Date 01/01/2026 - 40 hours per month/ 8 hours during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-09

S63 Uniform Securities Agent State Law Examination

1993-08-09

Designations

Other Names

Jim Leonard Hawkins
Jim Leonard Hawkins

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews