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40 Ne Loop 410 #602, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-23 |
Branch Locations
College Station, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cgm Investment Management | College Station | TX | 01/1998 | Present |
| Martin Capital Advisors, Llp | San Antonio | TX | 11/2011 | Present |
| Antique Swan | Austin | TX | 01/1998 | Present |
NAME: Antique Swan INVESTMENT RELATED: No ADDRESS: 3001 Creeks Edge Parkway, Austin, TX, 78733, USA NATURE OF BUSINESS: Retailer of antiques POSITION: Consultant START DATE: January 1998 APPROXIMATE HOURS DEVOTED/MONTH: 10 APPROXIMATE HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 per week DUTIES: Antique Swan is an antiques business operated by my parents. I primarily provide information technology consultation as the need arises.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-08 |
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