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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-05 |
| DC | RA | APPROVED | 2018-02-01 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1920 Mckinney Ave Suite 1150, Dallas, TX 75201 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Dallas | TX | 06/2009 | 12/2017 |
| Raymond James Financial Services, Inc. | Dallas | TX | 12/2017 | 05/2022 |
| Steward Partners Global Advisory, Llc | Dallas | TX | 12/2017 | Present |
| Steward Partners Investment Advisory, Llc | Dallas | TX | 12/2017 | Present |
| Steward Partners Investment Solutions, Llc | Dallas | TX | 05/2022 | Present |
1) Steward Partners Investment Advisory LLC - Address: Dallas, TX Nature of the Business: Independent RIA - Position/Title: Partner - Investment Related: Yes - Start Date: 12/21/2017 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 Description of duties: Divisional President - Sales and Recruiting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-17 |
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