Robert William Kowaleski

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 07/2017
  Mass Mutual Life Insurance Company
  Syosset, NY
• 12/2015 → 07/2017
  Mml Investors Services
  Syosset, NY
• 07/2017 → 12/2019
  Self Employed
  Remsenburg, NY
• 07/2017 → 12/2019
  David Lerner Associates, Llc
  Syosset, NY
• 12/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 12/2019 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2014-10-06 → 2015-11-13
  Msi Financial Services, Inc.
  Hauppauge, NY
• 2008-08-22 → 2014-10-08
  Mutual Of Omaha Investor Services, Inc.
  Manorville, NY
  Hauppauge, NY
  Hauppauge, NY
  Hauppauge, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-08-31
• S65 Uniform Investment Adviser Law Examination
  2008-08-04
• S63 Uniform Securities Agent State Law Examination
  1993-09-02