Mark Thompson Woodruff

Current Employers

Physician Wealth Advisors, Inc.

6820 South 900 East Suite 200, Salt Lake City, UT 84047 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-04-18

UT RA
APPROVED

Since 2022-04-18

Branch Locations

North Salt Lake City, UT • United States

6820 South 900 East Suite 200, Salt Lake City, UT 84047 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alta Capital Management	Salt Lake City	UT	05/2016	04/2022
Physician Wealth Advisors, Inc. (Fka Uma Financial Services)	Salt Lake City	UT	04/2022	Present

05/2016 → 04/2022

Alta Capital Management

Salt Lake City, UT
04/2022 → Present

Physician Wealth Advisors, Inc. (Fka Uma Financial Services)

Salt Lake City, UT

Previous Registrations

2016-09-09 → 2022-04-21

Alta Capital Management Llc

Salt Lake City, UT
2001-08-17 → 2006-09-14

Goldman Sachs & Co. Llc

Salt Lake City, UT

Salt Lake City, UT

Salt Lake City, UT

Cohoes, NY

Salt Lake City, UT

Clifton Park, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-15
S63	Uniform Securities Agent State Law Examination	1993-07-08

S66 Uniform Combined State Law Examination

2000-12-15
S63 Uniform Securities Agent State Law Examination

1993-07-08

Designations

View on SEC IAPD