Edward Karl Zeller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-11-22 → 2015-04-03
  Affinity Financial Advisors
  Lawrence, KS

Other Businesses

1. FIXED INSURANCE SALES; LIFE, HEALTH, DISABILITY, ANNUITIES, LTC AND CRITL ILLNESS. 2. TAX PREP FOR CLIENTS FOR A FEE. 3. NAME OF OTHER BUSINESS: LFG DBA BRUSH CREEK PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES OFFERED THROUGH THE BROKER-DEALER START DATE: 5/20/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OWNER OF LFG, FINANCIAL ADVISOR AND OTHER FINANCIAL SERVICES OFFERED THROUGH THE BROKER-DEALER. 4. NAME OF OTHER BUSINESS: LAWARENCE ACTION CIVITAN CLUB INVESTMENT RELATED: NO ADDRESS: LAWRENCE, KS NATURE OF BUSINESS: CIVIC ORGANIZATION START DATE: 11/2017 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES ; 5. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PLANNING ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: TAX PLANNER ; APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3 ; BRIEF DESCRIPTION OF DUTIES: PREPARE TAX PLANNING SPREADSHEETS FOR ADVISORS 6.NAME OF OTHER BUSINESS: LAWRENCE ACTION CIVIC CLUB INVESTMENT RELATED: NO ADDRESS: DOUGLAS COUNTY FAIRGROUNDS, LAWRENCE, KS NATURE OF BUSINESS: CIVIC START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: FOCUSED ON HELPING THOSE LESS FORTUNATE AND WITH DISABILITIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-25
• S63 Uniform Securities Agent State Law Examination
  1993-08-27