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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| S Mossa Agency | Ozone Park | NY | 10/2006 | Present |
| Summit Brokerage Services | Ridgewood | NY | 08/2015 | 12/2016 |
| Avantax Insurance Agency, Llc | Halesite | NY | 12/2016 | 09/2025 |
| Avantax Investment Services, Inc. | Halesite | NY | 12/2016 | 09/2025 |
| Avantax Advisory Services | Halesite | NY | 01/2017 | 09/2025 |
| Cetera Wealth Services, Llc | Ozone Park | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) S. Mossa Agency~'NIR'~10530 Crossbay Blvd~Ozone Park~NY~11417~Insurance Agent~Owner/Sole Proprietor~9/1/1992~80hrs~40hrs~Offers life insurance, P&C, and health insurance to my clients.|Mossa Risk Solutions, LLC~'NIR'~29 Ketewomoke Dr~Halesite~NY~11743~Insurance Agent~Agent~5/20/2014~0hrs~0hrs~Zero, just an entity name.| 2) DEFENSIVE ADVISORY POSITION: Financial Advisor NATURE: DBA name to solicit Securities Business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2024 ADDRESS: 10530 Crossbay Blvd, Ozone Park NY 11417, United States DESCRIPTION: DBA name only 3)Mossa Risk Solutions, LLC; Agent; Insurance Agent; IR; 0; 05/20/2014; 29 Ketewomoke Dr Halesite NY 11743; Zero, just an entity name. 4)S. Mossa Agency; Owner/Sole Proprietor; Insurance Agent; IR; 40; 09/01/1992; 10530 Crossbay Blvd Ozone Park NY 11417; Offers life insurance, P&C, and health insurance to my clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-04 |
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