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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

Halesite, NY • United States

10530 Crossbay Blvd, Ozone Park, NY 11417 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
S Mossa Agency Ozone Park NY 10/2006 Present
Summit Brokerage Services Ridgewood NY 08/2015 12/2016
Avantax Insurance Agency, Llc Halesite NY 12/2016 09/2025
Avantax Investment Services, Inc. Halesite NY 12/2016 09/2025
Avantax Advisory Services Halesite NY 01/2017 09/2025
Cetera Wealth Services, Llc Ozone Park NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2006 → Present
    S Mossa Agency
    Ozone Park, NY
  • 08/2015 → 12/2016
    Summit Brokerage Services
    Ridgewood, NY
  • 12/2016 → 09/2025
    Avantax Insurance Agency, Llc
    Halesite, NY
  • 12/2016 → 09/2025
    Avantax Investment Services, Inc.
    Halesite, NY
  • 01/2017 → 09/2025
    Avantax Advisory Services
    Halesite, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Ozone Park, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-01-23 → 2025-09-05
    Avantax Advisory Services
    Ozone Park, NY
    Dallas, TX
    Halesite, NY
  • 2016-04-07 → 2016-12-31
    Summit Financial Group Inc
    Ridgewood, NY
Other Businesses

1) S. Mossa Agency~'NIR'~10530 Crossbay Blvd~Ozone Park~NY~11417~Insurance Agent~Owner/Sole Proprietor~9/1/1992~80hrs~40hrs~Offers life insurance, P&C, and health insurance to my clients.|Mossa Risk Solutions, LLC~'NIR'~29 Ketewomoke Dr~Halesite~NY~11743~Insurance Agent~Agent~5/20/2014~0hrs~0hrs~Zero, just an entity name.| 2) DEFENSIVE ADVISORY POSITION: Financial Advisor NATURE: DBA name to solicit Securities Business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2024 ADDRESS: 10530 Crossbay Blvd, Ozone Park NY 11417, United States DESCRIPTION: DBA name only 3)Mossa Risk Solutions, LLC; Agent; Insurance Agent; IR; 0; 05/20/2014; 29 Ketewomoke Dr Halesite NY 11743; Zero, just an entity name. 4)S. Mossa Agency; Owner/Sole Proprietor; Insurance Agent; IR; 40; 09/01/1992; 10530 Crossbay Blvd Ozone Park NY 11417; Offers life insurance, P&C, and health insurance to my clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-03
S63 Uniform Securities Agent State Law Examination 1993-08-04
  • S65 Uniform Investment Adviser Law Examination
    2016-03-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-04
Other Names
  • Anthony Mossa
  • Sebastian Anthony Mossa

View on SEC IAPD

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