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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-12-06 |
| TX | RA | APPROVED | 2019-12-05 |
Branch Locations
3019 West Moore Street Suite 100, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 12/2019 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 12/2019 | Present |
GHANSHYAM HOSPITALITY LLC, NOT INV RELATED, LINDEN NJ, LLC HOLDS HAMPTON INN HOTEL, CO-OWNER, BEGAN 11/1/2007, 10 HOURS/YEAR, NOT DURING BUSINESS HOURS, SILENT PARTNER.| ACR I, LLC, INV RELATED; MIDLOTHIAN, VA, 100% OWNERSHIP WITH SPOUSE, START 1/1/2015, ZERO HOURS PER MONTH, ZERO DURING TRADING, PROPERTIES MANAGED BY SPOUSE.| RIVER HILLS WEALTH MANAGEMENT LLC, INV RELATED, RICHMOND, VA, 25% OWNERSHIP, START 12/1/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.| RAIKA FINANCIAL CONSULTING GROUP LLC, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 12/6/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE.| RENTAL PROPERTY, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 8/11/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.| RENTAL PROPERTY, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 6/29/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.| RAIKA FINANCIAL CONSULTING LLC I401K, INV RELATED, RICHMOND, VA, TRUSTEE, START 1/23/2020, 1 HR PER MONTH, 0 HRS DURING TRADING.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-13 |
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