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Michael Joseph Wolters

Mike Wolters & Associates, Ltd.

Parkville, MO

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Current Employers
Mike Wolters & Associates, Ltd.

Kansas City, MO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-17
KS RA APPROVED 2010-01-06
MO RA APPROVED 1993-08-23
  • TX RA
    APPROVED_RES
    Since 2017-04-17
  • KS RA
    APPROVED
    Since 2010-01-06
  • MO RA
    APPROVED
    Since 1993-08-23

Branch Locations

Parkville, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike Wolters And Associates, Ltd. Parkville MO 04/1994 Present
  • 04/1994 → Present
    Mike Wolters And Associates, Ltd.
    Parkville, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-15
  • S65 Uniform Investment Adviser Law Examination
    1993-06-15
Other Names
  • Mike Wolters
  • Michael J. Wolters

View on SEC IAPD

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