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1080 Sanders Road Suite 300, Cumming, GA 30041 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-15 |
| LA | RA | APPROVED | 2019-12-24 |
| TX | RA | APPROVED | 2018-09-17 |
| GA | RA | APPROVED | 2017-10-11 |
Branch Locations
1080 Sanders Road Suite 300, Cumming, GA 30041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2012 | 10/2017 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2012 | 10/2017 |
| Financial Consultants Group | Cumming | GA | 10/2017 | Present |
Board of Directors; Forsyth County Chamber of Commerce; Not Investment Related: Cumming, GA; Description of the business: The Forsyth County Chamber of Commerce ; Responsibilities Duties: David acts as a member of the board of directors. He helps to oversee the financial aspects of the nonprofit. This is a volunteer position. David is not compensated for his work with Forsyth County Chamber of Commerce; Start date with business: 2023; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-01-20 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-27 |
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