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David Lytal Fountain

Financial Consultants Group Inc

Cumming, GA

CRD 2367858

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Employer firm

Financial Consultants Group Inc CRD 108062

$188M regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Consultants Group Inc

1080 Sanders Road Suite 300, Cumming, GA 30041 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-15
LA RA APPROVED 2019-12-24
TX RA APPROVED 2018-09-17
GA RA APPROVED 2017-10-11
  • FL RA
    APPROVED
    Since 2025-12-15
  • LA RA
    APPROVED
    Since 2019-12-24
  • TX RA
    APPROVED
    Since 2018-09-17
  • GA RA
    APPROVED
    Since 2017-10-11

Branch Locations

1080 Sanders Road Suite 300, Cumming, GA 30041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2012 10/2017
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2012 10/2017
Financial Consultants Group Cumming GA 10/2017 Present
Previous Registrations
Other Businesses

Board of Directors; Forsyth County Chamber of Commerce; Not Investment Related: Cumming, GA; Description of the business: The Forsyth County Chamber of Commerce ; Responsibilities Duties: David acts as a member of the board of directors. He helps to oversee the financial aspects of the nonprofit. This is a volunteer position. David is not compensated for his work with Forsyth County Chamber of Commerce; Start date with business: 2023; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-20
S65 Uniform Investment Adviser Law Examination 1999-08-27
  • S63 Uniform Securities Agent State Law Examination
    2005-01-20
  • S65 Uniform Investment Adviser Law Examination
    1999-08-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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