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401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-04-13 |
Branch Locations
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Indianapolis | IN | 05/2005 | 03/2023 |
| Sapient Capital Llc | Indianapolis | IN | 02/2023 | Present |
1. Carmel High School Cross Country Parent Board; 520 East Main St; Carmel, IN 46032; High School Cross Country Team Parent Board of Directors; Board Member; Organizing events and fundraising for the org; 07/19/2022; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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