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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
909 Squalicum Way, Ste 110, Bellingham, WA 98225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Bellingham | WA | 05/1995 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Bellingham | WA | 06/1995 | 07/2021 |
| Lpl Financial, Llc | Bellingham | WA | 07/2021 | Present |
1. 9/10/2021 - Goering Consulting - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 10/22/2021 - WRAP Consulting - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 09/30/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 09/12/2024 - Great Practices Sound Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/28/2024 - 0 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-24 |
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