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Inactive

Don Richard Norris

Edelman Financial Engines

Lynnwood, WA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-30
WA RA APPROVED 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30
  • WA RA
    APPROVED
    Since 2016-11-30

Branch Locations

20700 44Th Ave West Suite 500, Lynnwood, WA 98036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 01/2014 11/2016
Financial Engines Advisors L.L.C. Lynnwood WA 11/2016 Present
  • 01/2014 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Lynnwood, WA
Previous Registrations
  • 2014-01-23 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Overland Park, KS
    Lynnwood, WA
  • 2008-01-03 → 2014-02-18
    The Mutual Fund Store
    Federal Way, WA
    Lynnwood, WA
    Lynnwood, WA
  • 2007-09-07 → 2007-11-16
    Waddell & Reed
    Seattle, WA
  • 2007-02-09 → 2007-07-06
    Edward Jones
    St. Louis, MO
    Seattle, WA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
S63 Uniform Securities Agent State Law Examination 2005-11-11
  • S66 Uniform Combined State Law Examination
    2007-01-29
  • S63 Uniform Securities Agent State Law Examination
    2005-11-11
Other Names
  • Don R Norris

View on SEC IAPD

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