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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| MN | RA | APPROVED | 2021-04-16 |
Branch Locations
2355 Highway 36 W Suite 400, Roseville, MN 55113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 04/2021 |
| Commonwealth Financial Network | San Diego | CA | 04/2021 | Present |
| Gistel Advisors, Llc | Roseville | MN | 04/2021 | Present |
1. Fixed insurance sales; as of 04/16/2021; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Gistel Advisors, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 04/16/2021; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1996-12-12 |
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